In four separate orders, Sebi (Securities and Exchange Board of India) explained the main reason for the cancellation of the ...

Following the proper procedures outlined in the Intermediaries Regulations, 2008, SEBI has cancelled the registration ...

Sebi, the markets regulator, cancelled the registration of four stock brokers for failing to meet regulatory requirements.

New Delhi, Markets regulator Sebi on Wednesday cancelled the registration of four stock brokers Single Window Securities, ...

Motilal Oswal might be a familiar name and if your aim is to start your career in the stock market as a sub broker you are at the right place He has been termed as one of the finest sub brokers in Ind ...

SEBI has issued a circular introducing a framework for monitoring and supervising system audits of stock brokers (SBs) through technology-based measures, effective for FY 2025-26. The framework aims ...

Under the new norms, open APIs will not be permitted. Access will be granted only through a unique vendor client to ensure ...

The broker had not maintained the daily reconciliation statement during the inspection period, made incorrect reporting of ...

Securities and Exchange Board of India (SEBI) has released a draft circular proposing updates to the Investor Charter for stock brokers. Originally issued in December 2021, the Investor Charter ...

Sebi has fined Anand Rathi Shares & Stock Brokers Ltd Rs 5 lakh for violating regulatory norms, including misusing client funds and failing to maintain records.

In its probe, SEBI observed that funds of credit balance clients were mis-utilized for meeting the obligations of debit ...

Markets regulator, Securities and Exchange Board of India (SEBI), on Wednesday cancelled the registration of four stock brokers - Single Window Securities, Sunness Capital India, GACM Technologies and ...