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Press Trust of India on MSN5 天
Sebi cancels registration of 4 stock brokers
New Delhi, Markets regulator Sebi on Wednesday cancelled the registration of four stock brokers Single Window Securities, ...
In four separate orders, Sebi (Securities and Exchange Board of India) explained the main reason for the cancellation of the ...
Sebi, the markets regulator, cancelled the registration of four stock brokers for failing to meet regulatory requirements.
The broker had not maintained the daily reconciliation statement during the inspection period, made incorrect reporting of ...
The proposal is also in view of the recent developments in the securities market including introduction of Online Dispute ...
Securities and Exchange Board of India (SEBI) has released a draft circular proposing updates to the Investor Charter for stock brokers. Originally issued in December 2021, the Investor Charter ...
Exchanges are required to ensure that only the authorized auditor or person of the audit firm will have access to the web ...
Following the proper procedures outlined in the Intermediaries Regulations, 2008, SEBI has cancelled the registration ...