Following the GameStop trading frenzy, the SEC is expected to take a fresh look at payment for order flow, a decades-old practice that’s at the heart of how commission-free trading works.
Please be aware that the statistics prepared under Rule 605 only capture a subset of the order flow handled and executed ... In November 2018, the SEC adopted amendments to Rule 606 that introduced a ...
A U.S. federal judge has ordered the Securities and Exchange Commission (SEC) to pay approximately $1.8 million ... s decision in an X post following the order: The court has imposed sanctions ...