Following the GameStop trading frenzy, the SEC is expected to take a fresh look at payment for order flow, a decades-old practice that’s at the heart of how commission-free trading works.
Please be aware that the statistics prepared under Rule 605 only capture a subset of the order flow ... the SEC adopted amendments to Rule 606 that introduced a new reporting format and more granular ...
HP consented to a cease-and-desist order and to pay a $6 million penalty without admitting or denying the SEC‘s findings, the SEC said.