SEBI has issued a circular introducing a framework for monitoring and supervising system audits of stock brokers (SBs) through technology-based measures, effective for FY 2025-26. The framework aims ...
Markets regulator, Securities and Exchange Board of India (SEBI) on Thursday imposed a penalty of Rs seven lakh on Motilal Oswal Financial Services Ltd for flouting stock broker and depository ...
Sebi has fined Anand Rathi Shares & Stock Brokers Ltd Rs 5 lakh for violating regulatory norms, including misusing client funds and failing to maintain records.