The Securities and Exchange Commission alleges that LPL didn’t adhere to an organized process for addressing restrictions on accounts that failed its customer identification program.

Carillon Tower Advisers, an investment management company, released its “Carillon Eagle Mid Cap Growth Fund” fourth quarter ...

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) reported its fourth-quarter 2024 earnings, surpassing analyst expectations with an ...

06, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today ... with single sign-on and easy access to their account information. I’m confident that I’ve found a home where I can continue ...

LPL Financial Holdings Inc ... The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment ...

LPL Financial has agreed to pay $18 million to resolve allegations that it failed to close or restrict thousands of high-risk accounts because of lax anti-money-laundering procedures.

"I'm impressed by LPL's optionality and structure, along with its industry-leading tools and capabilities that will create better user experiences for my clients, with single sign-on and easy access ...

SAN DIEGO, Jan. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report fourth ...

11 analysts have expressed a variety of opinions on LPL Finl Hldgs LPLA over the past ... Benzinga Edge gives you instant access to all major analyst upgrades, downgrades, and price targets.