Reviewed by Michael J Boyle Fact checked by Kirsten Rohrs Schmitt Series 63 vs. Series 65 vs. Series 66: An Overview There are many things that a person who plans to enter the industry as an ...
If you’re considering a career in selling securities, investment advising, or financial planning, understanding the difference between Series 63 vs. Series 7 licenses is essential. While both ...
Reviewed by Colleen Ramos Passing the Series 63 exam allows the holder to sell and solicit orders for any type of financial security in a particular state after they've passed it. Most states but not ...
Most states but not all require that an individual pass the Series 63 exam to become a licensed securities agent. Series 63 is also the name of the license awarded after passing the exam.