An Elderly Widow Got Scammed by Imposters. Now Morgan Stanley Must Pay Her $843,000.
The widow claims Morgan Stanley should have done more to slow or block her withdrawal of more than $2 million from the firm.
‘I’m concerned that I’ve been taken advantage of.’ A financial adviser sold me an ...
I hired a financial planner who recommended an annuity. The annuity yields me 5% per year on about $800,000 invested, with return of principal pay ...
OTC Markets Group Welcomes Lake Ridge Bancorp, Inc. to OTCQX
NEW YORK, Feb. 14, 2025 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for trading 12,000 U.S. and international securities, today announced Lake Ridge Bancorp ...
The National Law Review19 小时
SEC Grants Further Relief From Including Personally Identifiable Information in CAT Reporting
On February 10, the Securities and Exchange Commission (SEC) granted relief exempting industry members from reporting a ...
Finbold | Finance in Bold4 小时
Vasyl Soloshchuk on How Ex-Bankers Are Shaping the Future of Fintech
In this interview with Vasyl Soloshchuk, we discussed fintech strategies and why former bankers excel in the new financial ...
The Ultimate Guide to Website Compliance in 2025: SEC, FCA, and More
The U.S. Securities and Exchange Commission’s (SEC’s) Marketing Rule was approved in December 2020 and enacted on May 4, 2021 ...