In four separate orders, Sebi (Securities and Exchange Board of India) explained the main reason for the cancellation of the ...

Following the proper procedures outlined in the Intermediaries Regulations, 2008, SEBI has cancelled the registration ...

New Delhi, Markets regulator Sebi on Wednesday cancelled the registration of four stock brokers Single Window Securities, ...

Exchanges are required to ensure that only the authorized auditor or person of the audit firm will have access to the web ...

Sebi, the markets regulator, cancelled the registration of four stock brokers for failing to meet regulatory requirements.

Markets regulator, Securities and Exchange Board of India (SEBI), on Wednesday cancelled the registration of four stock brokers - Single Window Securities, Sunness Capital India, GACM Technologies and ...

The broker had not maintained the daily reconciliation statement during the inspection period, made incorrect reporting of ...

Motilal Oswal might be a familiar name and if your aim is to start your career in the stock market as a sub broker you are at the right place He has been termed as one of the finest sub brokers in Ind ...

SEBI has issued a circular introducing a framework for monitoring and supervising system audits of stock brokers (SBs) through technology-based measures, effective for FY 2025-26. The framework aims ...

In its probe, SEBI observed that funds of credit balance clients were mis-utilized for meeting the obligations of debit ...

The proposal is also in view of the recent developments in the securities market including introduction of Online Dispute ...

Securities and Exchange Board of India (SEBI) has released a draft circular proposing updates to the Investor Charter for stock brokers. Originally issued in December 2021, the Investor Charter ...