Following the GameStop trading frenzy, the SEC is expected to take a fresh look at payment for order flow, a decades-old practice that’s at the heart of how commission-free trading works.
"One of the biggest swings will be in how the SEC polices broker-dealers like Robinhood. Under Gensler, the agency cracked down on payment for order flow, best execution, and retail trading ...
Please be aware that the statistics prepared under Rule 605 only capture a subset of the order flow handled and executed ... In November 2018, the SEC adopted amendments to Rule 606 that introduced a ...
A U.S. federal judge has ordered the Securities and Exchange Commission (SEC) to pay approximately $1.8 million ... s decision in an X post following the order: The court has imposed sanctions ...
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