Reviewed by Michael J Boyle Fact checked by Kirsten Rohrs Schmitt Series 63 vs. Series 65 vs. Series 66: An Overview There ...
The Series 66 exam, formally called the Uniform Combined State Law Examination, is designed for individuals who want to become both a securities agent and an investment adviser representative (IAR).
Securities professionals focused on the Series 7 don't typically take the Series 65. The Series 66 exam is a combination of the Series 63 and Series 65 exams. But it does not include the product ...
It’s all about strategy and planning for them—no need to get tangled up in the nitty-gritty of actually selling securities. On the other hand, Series 66 lets you play both roles. Imagine being ...